Emmett R Cox Financial Disclosure Report for 2010

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Rev. 1/2011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 2. Court or Organization U.S. Court of Appeals, Eleventh Circuit 5a. Report Type (check appropriate type) Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111) I. Person Reporting (last name, first, middle initial) Cox, Emmett R. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) 3. Date of Report 04/25/2011 6. Reporting Period 01/01/2010 to 1
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  Rev. 1/2011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Required by the Ethicsin Government Act of 1978 (5 U.S.C. app. §§ 101-111) I. Person Reporting (last name, first, middle initial) Cox, Emmett R. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) Senior U.S. Circuit Judge 7. Chambers or Office Address 113 St. Joseph Street Room433 Mobile, AL 36602 2. Court or Organization U.S. Court of Appeals, Eleventh Circuit 5a. Report Type (check appropriate type) ] Nomination,Date [] Initial[] Annual [] Final 5b. [] AmendedReport8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. 3. Date of Report 04/25/2011 6. Reporting Period 01/01/2010 to 12/31/2010 Reviewing OfficerDate IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSITIONS. (~epo,~ing indlvidual only; se, pp. 9-13 of filing instructions.) ’---] NONE (No reportable positions.) I. Director and Secretary 2. Secretary-Treasurer 3. 4. 5. POSITION NAME OF ORGANIZATION/ENTITY ~ Oswalt Condominium Owners Association (see Section VIII for description) Mobile Bay Compass Rose Fleet of International Yachting Fellowship of Rotarians (affiliate of Rotary International) II. AGREEMENTS. me~,or,ing individual only; see pp. 14-16 of filing instructions.) ~] NONE (No reportable agreements.) DATE PARTIES AND TERMS Cox, Emmett R.  FINANCIAL DISCLOSURE REPORT Page 2 of 9 Name of Person Reporting Cox, Emmett R. Date of Report 04/25/2011 III. NON-INVESTMENT INCOME. rRepo,ing ~ndividuulandspouse; seepp. 17-24of filing instructions.) A. Filer’s Non-lnvestment Income ~-] (No reportable non-investment income.) ONEDATE SOURCE AND TYPEINCOME (yours, not spouse’s) 1. 2010 University of Alabama School of Law - Teaching $10,000.00 2.3. 4. B. Spouse’s Non-Investment Income - if you were married during anyportion of the reporting year, complete this section. (Dollar amount not required except for honoraria..) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 1. 2.3.4. IV. REIMBURSEMENTS - transportation, lodging, food, entertainment. (Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.) ~ (No reportable reimbursements.) ONE 3.4. 5. SOURCEDATESLOCATIONPURPOSE George Mason University, 08/26/10 - 08/29/10 Fairfax, VASeminar Law & Ecomonics Center ITEMS PAID OR PROVIDED Lodging and meals  FINANCIAL DISCLOSURE REPORT Page 3 of 9 Name of Person Reporting COX, Emmett R. Date of Report 04/25/2011 V. GIFTS. anaudes those to spouse und dependent children; see pp. 28-31 of fillng instructions.) NONE (No reportable gifts.) SOURCEDESCRIPTION I. 2.3. 4. 5. VALUE VI. LIABILITIES. ancl.des those of spouse and dependent children; seepp. 32-33 of filing instruction~) NONE (No reportable liabilities.) CREDITORDESCRIPTION I. 2.3. 4. 5. VALUECODE  FINANCIAL DISCLOSURE REPORT Page 4 of 9 Name of Person Reporting Cox, Emmett R. Date of Report 04/25/2011 VII. INVESTMENTS and TRUSTS -inco,,e, valae, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.) NONE (No reportable income, assets, or transactions.) A. B. C. D. Description of Assets Income duringGross value at endTransactions during reporting period(including trust assets) reporting periodof reporting period (1) (2) (1) (2) (l) (2) (3) (4) (5) Place (X) after each assetAmountType (e.g., ValueValue Type (e.g.,Date Value GainIdentity of exempt from prior disclosureCode 1div., rent, Code 2 Method buy, sell,mm/dd/yyCode 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption)(J-P)(A-H)(if private(Q-W)transaction) I. American Funds: Euro Pacific Growth A (Mutual Fund) 2. RBC Centura Bank (Account) A Dividend K T Buy (add’l) A Interest J T 12/28/10 J 3. BankTrust (Accounts) A Interest J 5.6.7. 8. 9. The Vanguard Value Index Fund (Mutual Fund) Harbor Fund Capital Appreciation (Mutual Fund) Matthews Int’l Funds: Asian Grth & IncomeFund (Mutual Fund)TDAM MM Portfolio Investor Class(Account) (Y)Army Aviation Center FCU (Account) A Dividend J T A Dividend J T Buy (add’l) A Dividend JT Buy (add’l) A Interest Buy (add’l) 12/20/10 12/10/1012/10/10 J J J I0. Franklin Federal Ala T/F/Incm CL A A Interest K T Buy 01/22/10 (Mutual Fund) (add’l) I 1. Buy i 1/22/10 (add’l) 12. Buy 12/22/10 (add’l) 13. Oppenheimer Developing Markets CL A A Dividend J T Buy 12/23/10 (Mutual Fund) (add’l) 14. Sit New Beginning Tx Fr lnc Corn (Mutual A Interest J T Buy 01/04/10 Fund) (add’l) 15. Buy 12/01/10(add’l) 16. Vanguard INFL-Protected Sees Fd(Mutual C Dividend J T Buy 12/29/10 Fund) (add’l) 17. TDAM MM Portfolio Investor Class(Account) (Y) JJJJ JJ J 1. Income Gain C0dcs:A =$1,000 or lessB =$1,001 - $2.500C =$2,501 - $5,000D =$5,001 - $15,000 (See Columns 131 and D4 ) F= $ 50,001 - $ 100.000G =$ 100,001 - $ 1.000,000H 1 =$ 1,000,001 - $5,000,000 H2 =More than $5,000,000 2. Value (’odes J = $15.000 or less K = $15.001 - $ 50,000L =$50,001 - $ 100,000M =$ 100.001 - $250,000(See Co~unms (.’l and 1)3)N =$250.001 - $500,000O =$500.001 - $1,000.000PI =$!,O00,001 - $5,000,000P2 =$5,000,001 - $25,000,000P3 =$25,000,001 - $50,000,000P4 =More than $50,000,000 3. V~lue Method (’ode~ Q ~Apprai~,al R =Cost (Real Estate Only)S =Assessment T =Cash Market (See Column C2)U =Book ValueV =OtherW =Estimated E =$15,001- $50,000
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