Joseph F Bataillon Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 1. Person Reporting (last name, first, middle initial) Bataillon, Joseph F. 4. Title (Article DI judges indicate active or senior status; magistrate judges indicate full- or part-time) Art. III District Judge Active Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111) 2. Court or Organization Nebraska 5a. Report Type (check appropriate type) Nomination, ] [] Initial Date [] Annual [] Final 3. Date of Report 05/13
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  FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Required by the Ethics in Government Act of 1978(5 U.S.C. app. §§ 101-111) 1. Person Reporting (last name, first, middle initial) Bataillon, Joseph F. 4. Title (Article DI judges indicate active or senior status; magistrate judges indicate full- or part-time) Art. III District Judge Active 7. Chambers or Office Address 3259 Roman Hruska Courthouse111 South 18th Plaza, Ste 3259Omaha, NE 68102-3122 2. Court or Organization Nebraska 3. Date of Report 05/13/2011 5a. Report Type (check appropriate type) ] Nomination, Date [] Initial [] Annual [] Final 5b. [] Amended Report 8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.Reviewing Officer Date6. Reporting Period 01/01/2010 to 12/31/2010 IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete afl parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSITIONS. (Revo.i.g i.divid.ui o.ly; se~ vv. 9-13 of f!ling instructions.) ~-] ~o reportable positions.) ONE POSITION 1.House of Delegates Member 2. Advisory Committee Creighton University School of Law 3. 4.5. NAME OF ORGANIZATION/ENTITY Nebraska State Bar Association II. AGREEMENTS. (R~vorti.g individual only; seepv. 14-16 of filing instructions.) ~ (No reportable agreements.) ONE DATE PARTIES AND TERMS Bataillon, Joseh F.  FINANCIAL DISCLOSURE REPORT Page 2 of 7 Name of Person Reporting Bataillon, Joseph F. Date of Report 05/13/2011 III. N ON-INVES TMENT IN C O ME. (.eporti.g individual and spouse; see pp. 17-24 of filing instructions.) A. Filer’s Non-Investment Income ~ N ONE (No reportable non-investment income.) DATESOURCE AND TYPE 2.3.4. INCOME (yours, not spouse’s) B. Spouse’s Non-Investment Income - If you were married during anyportion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 1.2010 2. 3. 4. DATE SOURCE AND TYPE University of Nebraska Medical Center, sala~ IV. REIMBURSEMENTS -transportation, lodging, food, entertainme.g (Includes those to spouse and dependent children; see pp. 25-27 off!ling instructions.) [~ NONE (No reportable reimbursements.) 2.3.4.5. SOURCE DATES LOCATION The Aspen Institute 6/10/10 to 6/13/10 Greentree, NY North Carolina Advocates for 12/09/10 to 12/10/10 Greensboro, NCJustice Foundation PURPOSE Seminar Seminar Presentation ITEMS PAID OR PROVIDED Travel, meals and lodging expenseTravel, meals and lodging expense  FINANCIAL DISCLOSURE REPORT Page 3 of 7 Name of Person Reporting Bataillon, Joseph F. Date of Report 05/13/2011 V. GIFTS. aneludes those to sponse and dependent children; see pp. 28-31 of filing instructions.) NONE (No reportable gifts.) SOURCEDESCRIPTION 1. 2.3.4.5. VALUE VI. LIABILITIES. anelndes those of spouse and dependent children; see pp. 32-33 of filing instructions.) ~ NONE (No reportable liabilities.) CREDITORDESCRIPTION I. Nelnet LoanCollege Plus Loan 2.3.4.5. VALUE CODE K  FINANCIAL DISCLOSURE REPORT Page 4 of 7 Name of Person Reporting Bataillon, Joseph F. Date of Report 05/13/2011 VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.) NONE (No reportable income, assets, or transactions.) Description of AssetsIncome during(including trust assets)reporting period (l) (2) Place (X) after each assetAmount Type ~.e.g., exempt from prior disclosure Code 1div.. rent. (A-H) or int.) Gross value at endTransactions during reporting periodof reporting period (1) (2) (t) (2) (3) (4 , (5) Value Value Type (e.g.,Date Value Gain Identi .w of Code 2Method buy. sell, mrrddd/yy Code2 Code 1 buyer/seller (J-P) Code 3 redemption) (J-P)(A-H) (if private(Q-W)transaction) 1. USBank Accounts A Interest J2. Bank of the West Accounts A Interest J 3. Security National Bank Accounts A Interest J 4. Morgan Stanley Smith Barney Bank Deposit A Interest Prog. 5. Western Asset Money Market Fund Class A A lnterest 6. Berkshire Hathaway Class B None Merged 12/10/10 (with line 4) 7. Diageo PLC Sponsored ADR New A Dividend J 8. First Energy Corp. stock A Dividend J 9. Newmont Mining Corp. stock A Dividend J I0. Merrill Lynch Trust V 7.28 Cure prefstock A Interest J 11. USAA Ins. Account A DistributionJ 12. Intel Corp stock A Dividend J 13. Legg Mason CB Appreciation CL A A Dividend 14. Level 3 Communications Inc. stock None J J T T Sold 12/07/10 J (part) 15. Toyota Mortor Corp A Dividend J 16. Amgen None J 17. Cisco Systems IncNone J 1~ Income Gain codes:A =$1,000 or lessB =$1.001 - $2,500 (See Columns BI and D4) F =$50,001 - $100,000G =$100,001 - $1,000,0002. Value CodesJ =$15,000 or less K =$15,001 - $50,000 (See Columns C 1 and D3)N =$250,001 - $500,000O =$500,001 - $1,000,000 P3 =$25,000,001 - $50,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) (See Column C2) U =Book ValueV =Other C =$2,50 ~ - $5,000 O =$5,001 - $15,000 H 1 =$1,000100i - $5,000;000 H2 ~More than $5;000~000 L-$50,001- $100,000M =$100,001-$250,000 PI -$12000,001 -$5!000,000 P2 =$5!000;001 - $25,000,000P4 =More than $50,000,000 S =Assessment T =Cash Market W =Estimated E =$15,001- $50,000
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