Thomas S Ellis III Financial Disclosure Report for 2009

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I ~o ~o Rev. ]/2olo i FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009 inGovernmentActof1978 (J u.s.c, app..~.~ IO1-I11) Ellis, I11, ~o~ S. 4. Title (A~iclc Ill judges indicate ective or ~ior s~tus; magis~ judges i~icat¢ ~11- or ~-tim¢) ~niorU.S. DistfictJ~ge U3. Dis~ct Court, E.D. Va. 5~ Re~ Ty~ (~h~k ~ro~a~ ~) ~ Nominat~ ~ Initial Date ~ Annual 07/1~010 6. Re~ing 01/01~009 1 ~31 ~009 7. Chimbe~ or O~ce Addre~ 401 Cou~ho~ ~re 9th Floor Alex~ VA 22314-5799 8. On the ba~ of ~e lnform~
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  ~o ~o FINANCIAL DISCLOSURE REPORT I iinGovernmentActof1978 Rev. ]/2olo FOR CALENDAR YEAR 2009 (J u.s.c, app..~.~ IO1-I11) Ellis, I11, ~o~ S. U3. Dis~ct Court, E.D. Va. 07/1~010 4. Title (A~iclc Ill judges indicate ective or ~ior s~tus; 5~ Re~ Ty~ (~h~k ~ro~a~ ~) 6. Re~ing magis~ judges i~icat¢ ~11- or ~-tim¢) ~ Nominat~ Date 01/01~009 ~niorU.S. DistfictJ~ge ~ Initial ~ Annual 1 ~31 ~009 7. Chimbe~ or O~ce Addre~ 8. On the ba~ of ~e lnform~o~ ~,t~ia~ In thll Repo~ had mo~fica~ons pe~inlng ~¢reto, it h, 401 Cou~ho~ ~re ~th tpplicable is~ sad r~laflons. 9th Floor Alex~ VA 22314-5799 Re~e~ng O~cer Date IMPORTANT NOTES: The instructions accompanying th~ form mus~ be followe ,t Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last pag~ I. POSITIONS. (R,~,orn.~ ~ NONE ~o reportable position.) POSITION N~E OF ORGANIZATION~TITY 1. Adviso~ Board M~ber ~n’s In~llec~al Pro~ ~w Advim~ Bo~ George W~hington Universi~ 2. Member Judicial Conference Advisory Committee on Appellate Rules (and SealingSubcommittee) 3. MemberJudicial Advisory Council on International Family Adbuction C’., r (. -; (_/, ,, - ~ : ~ NONE ~o reportable agreements.) ~ P~TIES AND TERMS I. Ellis III, Thomas S.  FINANCIAL DISCLOSURE REPORT ~.~, ,~..~o~ a~po~: v,t, o~ a~po~t Page 2 of I 1 EIII,, I!!, Thomas S. 07112/2010 Ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; seept~ 17-24 of fdtag lnsttuctlons.) A. Flier’s Non-Investment Income NONE (No reportable non-investment income.) DATE SOURCE AND TYPEINCOME (yours. not spouse’s) 1. 2. 3. 4. B. Spouse’s Non-lnvestment Income - lf yo~ ~er~ married during any portion of the reporttng year, (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) DATESOURCE AND TYPE I. 2009 Albemarle County Public Schools - salary 2.3. 4. IV. REIMBURSEMENTS - (Includes those to spouse and dependent children. see pp. 2J-27 of filing in:~tructtons.) [] NONE (No reportable reimbursements.) SOURCEDATES LOCATION pURPOSE ITEMS PAID OR PROVIDED 1. 2. 3. 4. 5.  I ame of Person Reporting Date of Report PageFINANCIAL3 of 1 1 DISCLOSURE REPORT [ Ellis, Ill,’rhom~, S. 07/12/2010 V. GIFTS. a,ct~a~ t~o,, t~ ~, ~ ~,~ chltdrt~ su pp. 2~-31 of fd~g i~tr~lo~) NONE ~o reportable SOURCE DESC~PTION I. 2.3. 4. 5. VI. LIABILITIES. a~ct,~,,~0~o 0/spots0 o,~ ~,~~ chil,~,,n: s,,p~. ~:-J3 of filing lnstructtotm) NONE (No reportable liabilities.) CREDITOR DESCRIPTIONVALUE CODE 2. 3. 4. 5.  PageFINANCIAL4 of 1 1 DISCLOSURE REPORT Elis, Ill, ThomasS. 07/12/2010 V II. IN VESTMENTS and TRUSTS - ~ ...... t~, t~.~ a.a~d~ ~os, ~:~ .... ~ ~d~ ~,~ ~ ~ NONE ~o reportable income, ~sets, or ~a~actio~.) ~fipfio~ of As~ Income ~fing G~ss ~lu¢ a~ end T~m~fions during ~ng(includiag ~st ~) ~ing ~ of r~ing p~M Plac~ ~) a~cr ~ ~el Amounl T~ (~.g., V~ue Value T~ (~.g., Da~ [ Valu~ ] Gain ldenti~ of ¢x~pt from prior discl~ ~ ~ I [div., r~~e 2 Meth~ ~, sell, ~td~ ~ ~ 2 C~ 1 (Q-W) ~an~ction) I. Sensor None J T 2. Wachovia Bank Accts A Intgrest KT 3. IRA #1 4. Calamos Growlh Fd A None Sold9/16/09 J A ! 5. Cambiar Opp FdNone J T Buy 9/17/09 J 6. Cambiar Opp Fd None J T Sold 11/4/09 J A (p~) 7. FMI FDS Foc~ Fd None Sold9/17/09 J A 8. Goldman Sachs Tr Finl Sq Mmkt ! None J T Sold 4/4/09 J A (p~n) 9. Goldman Sachs Tr Finl Sq Mmkt I None J T Sold5/1/09 J A (p~) 10. Goldman Sachs Tr Fin| Sq Mmkt I None J T Sold6/2/09 J A (part) I 1. Goldman Sachs Tr Finl Sq Mmkt i None J T Sold7/1/09 JA 12. Goldman Sachs Tr Finl Sq Mmkt I None .1 T Sold 8/I/09 J A (~) 13. Goldman Sachs Tr Finl Sq Mmkt I None J T Sold 9/2109 J A (par{)14. Goldman Sachs Tr Finl Sq Mmkt INone J T Sold 9121109 J A (part) 15. Goldman Sachs Tr Finl Sq Mmkt I None J T Sold 10/9/09 J A 16. Hotchkiss & Wiley Mid Cap Value I A Dividend J T Sold9/16/09 J A 17. Hotchkiss & Wiley Mid Cap Value I A Dividend J T Sold9/21/09 JA (part) (~ Columns CI and D3) 3. VM~ Met~ C~ Q -Ap~isfl R ~t (R~ ~at¢ Only) S -A~ment T ~h M~ (S~ ~lu~ C2) U =~k V~ V ~ W =E~mmcd
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